Res 00-01HTHE HOUSING AND REDEVELOPMENT AUTHORITY
OF THE CITY OF MOUND
RESOLUTION
RESOLUTION ADOPTING NEW GRIEVANCE PROCEDURES POLICY EFFECTIVE
FEBRUARY 1, 2000.
WHEREAS, the Mound Housing and Redevelopment Authority has now in effect a Public Housing
Grievance Procedures Policy; and
WHEREAS, said policy is out of date and needs to incorporate the new rules and regulations that
have been passed.
NOW THEREFORE BE IT RESOLVED by the Board of Cormnissioners of the Mound Housing
and Redevelopment Authority that the new Grievance Procedures Policy, as attached, will be come
effective February 1, 2000.
Pat Meisel, Chairpers~on
Date
Karol Charon, Executive Director
Date
Definition
A.
Bo
Mound Housing and Redevelopment Authority
Grievance Procedure
Effective: February 1, 2000
A "Grievance" is any dispute which a tenant may have with respect to the Housing
Authority or failure to act in accordance with the individual tenant's lease or Housing
Authority regulations which adversely affect the individual tenant's rights, duties, welfare or
status.
A "compliant" is any tenant whose grievance is presented to the Housing Authority or at the
project management office informally or as part of the informal hearing process.
Tenant is the adult person(s) - other than a live in aide who resides in the unit and who
executed the lease with the Housing Authority as lessee of the dwelling unit or if now such
person now resides in the unit, one who resides in the unit and who is the remaining head of
household of the tenant family residing in the dwelling unit.
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Hearing Officer or panel shall mean an impartial, disinterested person or persons selected to
hear grievance and render a decisions with respect thereto.
"Elements of due process" shall mean an eviction action or a termination of tenancy in a
State or Local court in which the following procedural safeguards are required:
Adequate notice to the tenant of the grounds for terminating the tenancy and for
eviction;
Opportunity for the tenant to examine all relevant documents, records and
regulations of the Housing Authority prior to the hearing for the purpose of
preparing a defense;
Right of the tenant to be represented by counsel;
Opportunity for the tenant to refute the evidence presented by the Housing Authority
including the right to confront and cross-examine witness and to present any
affirmative legal or equitable defenses which the tenant may have.
A decision on the merits.
F, Resident Organization includes a Resident Management Corporation.
II. Grievance Procedures
Informal Grievance Procedures
1. Any grievance shall be personally presented orally or in writing to the Housing
Authority office or to the complainant's project office. If the grievance is written, it
must be signed and dated by the complainant. The grievances must be presented
within a reasonable time, not in excess of the first working day after the f~h (5~) day
of the action or failure to act which is the basis of the grievance. It may be simply
stated, but shall specify: (a) the particular grounds upon which it is based; (b) the
action requested; and (c) the name, address and telephone number of complainant
and similar hfformation about his/her representative, if any.
IlL
2. The purpose of'chis initial contact is to discuss and hopefully resolve grievance
without the necessity of a formal hearing.
3. Within five working days, a summary of this discussion will be given to the
complainant by a Housing Authority Representative, one copy to be filed in the
Housing Authority's tenant files.
4. The summary will include: names of participants, date of the meeting, nature of the
proposed disposition, specified reasons therefore, and shall specify steps by which a
formal hearing can be obtained.
5. After exhausting procedures outlined above, if the complainant is dissatisfied with
the proposed disposition of the grievance, he/she is entitled to a hearing before a
Hearing Officer or Panel. He/she shall submit a written request for a hearing within
(10 ) working days of delivery of the above-mentioned summary of the informal
proceedings.
6. If the complainant does not request a hearing with ten (10) working days, he/she
waives his/her right to a hearing and grievance will become final. Failure to request
a hearing shall in no way constitute a waiver of the complainant's right to contest the
Housing Authority's disposition of his/her grievance in an appropriate judicial
hearing.
Procedures to Obtain a Hearing
A. Informal Prerequisite
1. All grievances shall be personally presented either orally or in writing pursuant to the
informal procedure prescribed in Section II,AA. As a prerequisites to a formal
hearing. If the complainant shall show good cause why he/she failed to proceed in
accordance with Section II, A, 1. To the hearing officer or hearing panel, the
provisions of this subsection may be waived by the hearing officer or panel.
2. If the complainant does not request a hearing within the time period allowed in Item
II,A, 1.above, he/she waives his/her right to the hearing and proposed disposition of
the grievance will become final. This shall not however constitute a waiver of the
complainant's rigN thereafter to contest disposition of his/her grievance in an
appropriate judicial proceeding.
Escrow
1.
Deposit
Before a hearing is scheduled in any grievance involving an amount of rent the
Housing Authority claims is due, the complainant shall pay to the Housing Authority
all rent due and payable as of the month preceding the month in which the act or
failure to act took place.
The complainant shall thereafter deposit the same amount of monthly rent in as
escrow account monthly until the complaint is resolved by decision of the hearing
official or panel.
The above requirements (section III,B, 1 &2) may be waived by the Housing
Authority in extraordinary circumstances.
Unless so waived, failure to make the aforementioned payment shall result in
termination of the grievance procedure.
5. Failure to make such payment shall not constitute a waiver of any fight the
complainant may have to contest the Housing Authority's disposition 0fhis/her
grievance in any appropriate judicial proceeding.
IV. Selection of a Hearing Officer or Panel
A. The hearing officer shall be an impartial, disinterested person or persons appointed by the
Housing Authority, other than a person who made or approved the Housing Authority
action under review or a subordinate of such person.
The Housing Authority may provide for the appointment of a hearing officer or panel by an
method which is approved by majority of tenants voting in an election or meeting of tenants
held for treat purpose. Any comments or recommendations submitted by tenant
organizations shall be considered by the Housing Authority.
V. Scheduling
A. Upon complainant's compliancy with the above (III,A,B) a hearing shall be scheduled by the
hearing officer or panel promptly for a time and place reasonably convenient to both the
complainant and the Housing Authority.
B. ,4, written notification specifying the time, date, place and procedures goveming the hearing
shall be delivered to the complainant and the appropriate Housing Authority official.
VI. Expedited Grievance Procedure
In the case of a grievance conducted under the expedited grievance procedure, the informal
Hearing is bypassed. The complainant shall request a hearing by such time as specified by the
Housing Authority.
The Housing Authority has established an expedited grievance procedure and may use this
procedure for any grievance concerning a termination of tenancy or eviction that involves:
A. Any criminal activity that threatens the health, safety, or right to peaceful enjoyment of
the premises by other residents or employees of the Housing Authority.
B. Any drug or violent criminal behavior on or near such premises.
VII. Procedures Governing the Hearing
A. The hearing shall be held before a hearing officer or panel as appropriate.
B. The complainant shall be afforded a fair hearing providing the basic safeguard of due
process which shall include:
1. The opportunity to examine before the grievance hearing and at the expense
of the complainant, copy all documents, records and regulations of the
Housing Authority thai are directly relevant, to the hearing. If the Housing
Authority does not make the document available for examination upon
request by the complainant, the Housing Authority will no rely on such
document at the grievance hearing.
2. The right to a private hearing unless the complainant requests a public
hearing.
3. The right to be represented by counsel or other person chosen as his/her
representative and to have such person make statements of the tenants behal~.
4. The right to present evidence and arguments in support of his/her complaint,
to controvert evidence relied on by the Housing Authority or project
management relies; and
5. A decision based solely and exclusively upon the facts presented at the
hearing.
C. If the hearing officer or panel determines that the issue has been previously decided in
another proceeding, they may render a decision without proceeding with tile hearing.
D. If the complainant or Housing Authority fail to appear at the scheduled hearing, the
hearing officer or panel may make a determination to postpone the hearing for not to
exceed five working days, or make a determination that the party has waved his/her right
to a hearing. Such a determination in no way waives the complainant's right to
appropriate judicial proceedings.
E. At the hearing, the complainant must first make a showing of an entitlement to the relief
sought and thereafter the Housing Authority must sustain the burden of justifying the
actions or failure to act against which the complainant is directed.
F. The hearing shall be conducted by the hearing officer or panel in such a way to be:
1. Informal - Oral or documentary evidence pertinent to the facts and issues
raised by the complaint may be received without regard to admissibility
under the rules of evidence applicable to judicial proceedings;
2. Orderly - The officer or panel shall require that the housing Authority,
complainant, counsel and other participants and spectators conduct
themselves in an orderly fashion. Failure to comply with the directions of the
hearing officer or panel to obtain order may result in exclusion from the
proceedings or decision adverse to the interests of the disorderly party and
granting or denial the relief sought, as appropriate.
G. The complainant or Housing Authority may arrange in advance and at the expense of the
party making the arrangement, for a transcript of the hearing, ga~y interested party may
purchase a copy of such transcript.
H. The Housing Authority will provide reasonable accommodations for persons with
disabilities to participate in the hearing.
1. Reasonable accommodation may include qualified sign language
interpreters, readers, accessible locations or attendants.
2. If the tenant is visually impaired, any notice which is required under this
procedure will be in an accessible format.
VIII. Decisions of the Hearing Officer or Panel
A.. Within 10 working days following the hearing the hearing officer or panel shall give
the complainant and the Housing Authority a written decision including reasons
therefore. The Housing Authority will file on copy in their tenant files and maintain
another copy with names and identifying references deleted for a prospective
complainant, his/her representative, or hearing officer or panel.
Be
The decision of the hearing officer or panel shall be binding on the Housing
Authority which shall take all actions necessary to carry out the decision unless the
Housing Commissioners determine, within five working days and notified the
complainant that:
1. The grievance does not concern Housing Authority action or failure
to act in accordance with or involving the complainant's lease on
Housing Authority regulations, which adversely affect the
complainants's rights, duties, welfare or status.
The decision of the hearing officer or panel is contrary to applicable
Federal, State or Local law, JUl) regulations or requirements of the
Annual Contributions Contract between HUD and the Housing
Authority
C. A decision by the hearing officer or panel or Housing Commissioners in favor of the
Housing Authority or which denies the relief requested by the complainant in whole
or part shall not constitute a waiver of, nor affect in any manner whatever, the fights
the complainant may have to a new trail or judicial review in may proceedings, which
may thereafter be brought in the matter.
IX. Housing Authority Evictions Actions
A notice to vacate which is required by State or Local law may be combined with or run
concurrently with a notice of lease termination. The tenancy shall not terminate even if any
notice to vacate under State or Local law has expired until the grievance process has been
completed so long as the hearing was requested in a timely manner.